Regulatory Services Enforcement Policy

The Regulators’ Code came into statutory effect on 6 April 2014 under the Legislative and Regulatory Reform Act 2006, replacing the Regulators’ Compliance Code. It provides a clear, flexible and principles-based framework for how regulators should engage with those they regulate.

For more information, read our latest Somerset Corporate Enforcement Policy 2023-28 which incorporates the Regulator Code.

Last reviewed: April 4, 2023 by Paul

Next review due: October 4, 2023

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